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Exhibit
Number
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Description of Document
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4.15*
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Share and Asset Purchase Agreement by and among the Registrant, Zhejiang Ant Small and Micro Financial Services Group Co., Ltd., Yahoo! Inc., SoftBank Corp. and the other Parties named therein, dated
August 12, 2014
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4.16*
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Second Amendment to Commercial Agreement by and among the Registrant, Zhejiang Ant Small and Micro Financial Services Group Co., Ltd. (formerly known as Zhejiang Alibaba E-Commerce Co., Ltd.) and
Alipay.com Co., Ltd., dated August 12, 2014
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4.17*
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Amended and Restated Intellectual Property License and Software Technology Services Agreement by and among the Registrant, Zhejiang Ant Small and Micro Financial Services Group Co., Ltd. and Alipay.com Co.,
Ltd., dated August 12, 2014
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4.18*
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Data Sharing Agreement by and between the Registrant and Zhejiang Ant Small and Micro Financial Services Group Co., Ltd., dated August 12, 2014
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4.19*
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English Translation of Software System Use and Service Agreement between Alibaba (China) Co., Ltd. and Chongqing Alibaba Small Loan Co. Ltd., dated August 12, 2014
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4.20*
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Form of 2014 Post-IPO Equity Incentive Plan
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4.21*
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Form of Share Retention Agreement between the Registrant and certain members of management
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4.22
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English Translation of Pledge Agreement between ICBC Credit Suisse Investment Management Co., Ltd. and Taobao (China) Software Co., Ltd., dated May 28, 2015
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4.23
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English translation of Share Subscription Agreement between Suning Commerce Group Co., Ltd. And Taobao (China) Software Co., Ltd., dated August 9, 2015
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4.24
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Investment Agreement by and between Alibaba Group Holding Limited and Suning Commerce Group Co., Ltd., dated August 9, 2015
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4.25
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Share Subscription Agreement between Alibaba Group Holding Limited and Zhejiang Ant Small and Micro Financial Services Group Co., Ltd., dated September 7, 2015
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4.26
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Agreement and Plan of Merger among Ali YK Investment Holding Limited, Ali YK Subsidiary Holding Limited, Youku Tudou Inc. and Alibaba Investment Limited, dated November 6, 2015
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4.27
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US$3,000,000,000 Facility Agreement between the Registrant and other parties named therein, dated March 9, 2016
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4.28
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Syndication and Amendment Agreement, dated May 3, 2016, in respect of a US$3,000,000,000 Facility Agreement dated March 9, 2016
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4.29
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Amended and Restated Investment Agreement by and between Alibaba Group Holding Limited and Suning Commerce Group Co., Ltd., dated August 9, 2015 and amended and restated as of May 19, 2016
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4.30
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Share Purchase Agreement between the Registrant and SB China Holdings Pte Ltd, acting through its branch in the United Kingdom named as SB China Holdings Pte Ltd UK, dated May 31, 2016
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4.31
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US$5,150,000,000 Facility Agreement between the Registrant and other parties named therein, dated April 7, 2017
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8.1
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Significant Subsidiaries and Consolidated Entities of the Registrant
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11.1*
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Code of Ethics of the Registrant
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12.1
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Principal Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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12.2
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Principal Financial Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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13.1**
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Principal Executive Officer Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
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13.2**
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Principal Financial Officer Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
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