TR-1: Standard form for notification of major holdings
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
UBS Group AG - Investment Bank & Global Wealth Management
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
|
Name
|
City of registered office
|
Country of registered office
|
|
UBS AG
|
London
|
United Kingdom
|
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification obligation
|
|
% of voting rights attached to shares (total of 8.A)
|
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights held in issuer
|
|
Resulting situation on the date on which threshold was crossed or reached
|
5.738034
|
0.024094
|
5.762128
|
79546195
|
|
Position of previous notification (if applicable)
|
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
|
GB0008220112
|
|
79213577
|
|
5.738034
|
|
Sub Total 8.A
|
79213577
|
5.738034%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is exercised/converted
|
% of voting rights
|
|
Right to recall on Lent Shares
|
|
At any time
|
329633
|
0.023878
|
|
Sub Total 8.B1
|
|
329633
|
0.023878%
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
|
Equity Swaps
|
18/02/2028 -25/09/2029
|
|
Cash
|
2985
|
0.000216
|
|
Sub Total 8.B2
|
|
2985
|
0.000216%
|
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable threshold
|
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable threshold
|
|
UBS Group AG (Chain 1)
|
|
|
|
|
|
UBS Group AG (Chain 1)
|
UBS AG
|
5.738034
|
|
5.762128%
|
|
UBS Group AG (Chain 2)
|
|
|
|
|
|
UBS Group AG (Chain 2)
|
UBS AG
|
5.738034
|
|
5.762128%
|
|
UBS Group AG (Chain 2)
|
Credit Suisse International
|
|
|
|
10. In case of proxy voting
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information