Form 8.5 (EPT/RI) - Smith (DS) Plc - Amendment

Released : Apr 15, 2024

RNS Number : 6783K
UBS AG (EPT)
15 April 2024
 

This announcement replaces the previous RNS announcement 6970J released at 11:34 on the 8th April 2024. Amendments to sections 2a and 2b. All other information remains unchanged

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Smith (DS) plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 Mondi Plc connected to UBS

(d) Date dealing undertaken:

            05 April 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

10p Ordinary

Buy

 

4739548

4.10812       GBP

4.06609        GBP

10p Ordinary

Sell

 

4599699

4.11993        GBP

4.07479        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

10p Ordinary

CFD

 

Long

32074

4.07964145413731        GBP

10p Ordinary

CFD

 

Long

406

4.08600985221675        GBP

10p Ordinary

CFD

 

Long

10260

4.08099512670565        GBP

10p Ordinary

CFD

 

Long

56660

4.09836004235792        GBP

10p Ordinary

CFD

 

Long

1200

4.079575        GBP

10p Ordinary

CFD

 

Long

76244

4.089783        GBP

10p Ordinary

CFD

 

Long

302039

4.098684        GBP

10p Ordinary

CFD

 

Long

116890

4.0927        GBP

10p Ordinary

CFD

 

Long

564

4.0980798        GBP

10p Ordinary

CFD

 

Long

39993

4.09202166        GBP

10p Ordinary

CFD

 

Long

7362

4.099795        GBP

10p Ordinary

CFD

 

Long

2769

4.09294        GBP

10p Ordinary

CFD

 

Long

284

4.09994875        GBP

10p Ordinary

CFD

 

Long

3240

4.091525        GBP

10p Ordinary

CFD

 

Long

315463

4.1        GBP

10p Ordinary

CFD

 

Long

253764

4.09947056        GBP

10p Ordinary

CFD

 

Long

133411

4.09944        GBP

10p Ordinary

CFD

 

Long

152633

4.099924        GBP

10p Ordinary

CFD

 

Long

2656

4.093176        GBP

10p Ordinary

CFD

 

Long

1836

4.10236928104575        GBP

10p Ordinary

CFD

 

Long

9648

4.094949        GBP

10p Ordinary

CFD

 

Long

17756

4.11993917548998        GBP

10p Ordinary

CFD

 

Long

2543

4.100029        GBP

10p Ordinary

CFD

 

Long

4993

4.09539154816743        GBP

10p Ordinary

CFD

 

Long

2216

4.09621389891697        GBP

10p Ordinary

CFD

 

Long

885242

4.102        GBP

10p Ordinary

CFD

 

Short

92658

4.09925        GBP

10p Ordinary

CFD

 

Short

11924

4.06609024        GBP

10p Ordinary

CFD

 

Short

968910

4.09751173        GBP

10p Ordinary

CFD

 

Short

1152466

4.1        GBP

10p Ordinary

CFD

 

Short

23282

4.093856        GBP

10p Ordinary

CFD

 

Short

21001

4.097919        GBP

10p Ordinary

CFD

 

Short

1786

4.09377044        GBP

10p Ordinary

CFD

 

Short

6416

4.094817        GBP

10p Ordinary

CFD

 

Short

1

4.101        GBP

10p Ordinary

CFD

 

Short

3883

4.096353        GBP

10p Ordinary

CFD

 

Short

140902

4.09447087        GBP

10p Ordinary

CFD

 

Short

6190

4.09085        GBP

10p Ordinary

CFD

 

Short

19743

4.09481376        GBP

10p Ordinary

CFD

 

Short

4151

4.084913        GBP

10p Ordinary

CFD

 

Short

450

4.092        GBP

10p Ordinary

CFD

 

Short

8241

5.178669        USD

10p Ordinary

CFD

 

Short

7158

4.09283319362951        GBP

10p Ordinary

CFD

 

Short

1299

4.07452194        GBP

10p Ordinary

CFD

 

Short

10645

4.09814758        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

15 April 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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