FORM 8.3
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
|
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
|
MORE
|
Rule 8.3 of the Takeover Code (the "Code")
|
1.
|
KEY INFORMATION
|
(a)
|
Full name of discloser:
|
|
Barclays PLC.
|
(b)
|
Owner or controller of interest and short
|
|
|
positions disclosed, if different from 1(a):
|
(c)
|
Name of offeror/offeree in relation to whose
|
DS SMITH PLC
|
|
relevant securities this form relates:
|
(d)
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If an exempt fund manager connected with an
|
|
|
offeror/offeree, state this and specify identity of
|
|
offeror/offeree:
|
(e)
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Date position held/dealing undertaken:
|
03 Apr 2024
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(f)
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In addition to the company in 1(c) above, is the discloser making
|
YES:
|
|
|
|
disclosures in respect of any other party to the offer?
|
MONDI PLC
INTERNATIONAL PAPER CO
|
|
2.
|
POSITIONS OF THE PERSON MAKING THE DISCLOSURE
|
(a)
|
Interests and short positions in the relevant securities of the offeror or offeree
|
|
|
to which the disclosure relates following the dealing(if any)
|
|
Class of relevant security:
|
10p ordinary
|
|
Interests
|
Short Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
(1)
|
Relevant securities owned
|
|
|
|
|
|
and/or controlled:
|
|
|
15,175,696
|
1.10%
|
16,464,321
|
1.19%
|
(2)
|
Cash-settled derivatives:
|
|
|
|
|
|
and/or controlled:
|
|
|
12,647,270
|
0.92%
|
13,141,323
|
0.95%
|
(3)
|
Stock-settled derivatives (including options)
|
|
|
|
|
|
and agreements to purchase/sell:
|
|
|
0
|
0.00%
|
0
|
0.00%
|
|
|
|
|
|
|
|
|
|
TOTAL:
|
|
|
27,822,966
|
2.02%
|
29,605,644
|
2.15%
|
(b)
|
Rights to subscribe for new securities (including directors and other executive
|
|
|
options)
|
|
|
|
|
|
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Class of relevant security in relation to
|
|
|
|
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which subscription right exists
|
|
|
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Details, including nature of the rights
|
|
|
|
|
concerned and relevant percentages:
|
|
|
|
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
|
(a)
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Purchases and sales
|
|
|
|
|
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Class of relevant
|
Purchase/sale
|
Number of
|
Price per unit
|
security
|
|
securities
|
|
10p ordinary
|
Purchase
|
1,095,928
|
4.0062 GBP
|
10p ordinary
|
Purchase
|
482,281
|
4.0260 GBP
|
10p ordinary
|
Purchase
|
404,980
|
4.0124 GBP
|
10p ordinary
|
Purchase
|
214,800
|
4.0069 GBP
|
10p ordinary
|
Purchase
|
136,157
|
3.9994 GBP
|
10p ordinary
|
Purchase
|
133,601
|
4.0268 GBP
|
10p ordinary
|
Purchase
|
119,326
|
4.0167 GBP
|
10p ordinary
|
Purchase
|
118,300
|
4.0028 GBP
|
10p ordinary
|
Purchase
|
101,201
|
3.9798 GBP
|
10p ordinary
|
Purchase
|
100,000
|
3.9889 GBP
|
10p ordinary
|
Purchase
|
74,485
|
3.9839 GBP
|
10p ordinary
|
Purchase
|
71,105
|
3.9908 GBP
|
10p ordinary
|
Purchase
|
60,000
|
4.0031 GBP
|
10p ordinary
|
Purchase
|
35,631
|
3.9828 GBP
|
10p ordinary
|
Purchase
|
29,954
|
3.9907 GBP
|
10p ordinary
|
Purchase
|
29,473
|
4.0245 GBP
|
10p ordinary
|
Purchase
|
26,731
|
3.9989 GBP
|
10p ordinary
|
Purchase
|
17,777
|
4.0035 GBP
|
10p ordinary
|
Purchase
|
16,433
|
3.9734 GBP
|
10p ordinary
|
Purchase
|
16,031
|
3.9580 GBP
|
10p ordinary
|
Purchase
|
14,229
|
3.9640 GBP
|
10p ordinary
|
Purchase
|
8,719
|
3.9707 GBP
|
10p ordinary
|
Purchase
|
8,534
|
4.0179 GBP
|
10p ordinary
|
Purchase
|
8,017
|
3.9717 GBP
|
10p ordinary
|
Purchase
|
6,938
|
3.9971 GBP
|
10p ordinary
|
Purchase
|
6,659
|
3.9792 GBP
|
10p ordinary
|
Purchase
|
5,948
|
3.9969 GBP
|
10p ordinary
|
Purchase
|
5,892
|
3.9740 GBP
|
10p ordinary
|
Purchase
|
5,533
|
4.0000 GBP
|
10p ordinary
|
Purchase
|
4,783
|
3.9743 GBP
|
10p ordinary
|
Purchase
|
4,680
|
3.9819 GBP
|
10p ordinary
|
Purchase
|
4,220
|
4.0006 GBP
|
10p ordinary
|
Purchase
|
3,984
|
3.9742 GBP
|
10p ordinary
|
Purchase
|
3,976
|
3.9766 GBP
|
10p ordinary
|
Purchase
|
3,936
|
3.9818 GBP
|
10p ordinary
|
Purchase
|
3,467
|
3.9720 GBP
|
10p ordinary
|
Purchase
|
3,370
|
3.9923 GBP
|
10p ordinary
|
Purchase
|
3,298
|
3.9730 GBP
|
10p ordinary
|
Purchase
|
2,705
|
4.0019 GBP
|
10p ordinary
|
Purchase
|
2,520
|
3.9770 GBP
|
10p ordinary
|
Purchase
|
2,438
|
3.9729 GBP
|
10p ordinary
|
Purchase
|
2,067
|
4.0016 GBP
|
10p ordinary
|
Purchase
|
2,031
|
3.9748 GBP
|
10p ordinary
|
Purchase
|
1,914
|
4.0120 GBP
|
10p ordinary
|
Purchase
|
1,895
|
3.9961 GBP
|
10p ordinary
|
Purchase
|
1,631
|
3.9979 GBP
|
10p ordinary
|
Purchase
|
1,394
|
3.9700 GBP
|
10p ordinary
|
Purchase
|
1,217
|
3.9840 GBP
|
10p ordinary
|
Purchase
|
820
|
3.9670 GBP
|
10p ordinary
|
Purchase
|
817
|
3.9910 GBP
|
10p ordinary
|
Purchase
|
791
|
4.0248 GBP
|
10p ordinary
|
Purchase
|
769
|
3.9680 GBP
|
10p ordinary
|
Purchase
|
632
|
3.9560 GBP
|
10p ordinary
|
Purchase
|
149
|
3.9596 GBP
|
10p ordinary
|
Sale
|
701,075
|
4.0260 GBP
|
10p ordinary
|
Sale
|
693,747
|
4.0031 GBP
|
10p ordinary
|
Sale
|
514,436
|
4.0206 GBP
|
10p ordinary
|
Sale
|
407,819
|
4.0054 GBP
|
10p ordinary
|
Sale
|
280,957
|
4.0131 GBP
|
10p ordinary
|
Sale
|
212,496
|
4.0000 GBP
|
10p ordinary
|
Sale
|
192,668
|
4.0076 GBP
|
10p ordinary
|
Sale
|
171,000
|
4.0053 GBP
|
10p ordinary
|
Sale
|
165,819
|
4.0113 GBP
|
10p ordinary
|
Sale
|
145,188
|
3.9972 GBP
|
10p ordinary
|
Sale
|
101,743
|
4.0097 GBP
|
10p ordinary
|
Sale
|
97,252
|
3.9923 GBP
|
10p ordinary
|
Sale
|
80,315
|
4.0259 GBP
|
10p ordinary
|
Sale
|
67,077
|
4.0059 GBP
|
10p ordinary
|
Sale
|
63,812
|
4.0127 GBP
|
10p ordinary
|
Sale
|
35,972
|
4.0099 GBP
|
10p ordinary
|
Sale
|
32,465
|
4.0096 GBP
|
10p ordinary
|
Sale
|
30,489
|
4.0073 GBP
|
10p ordinary
|
Sale
|
30,319
|
3.9796 GBP
|
10p ordinary
|
Sale
|
30,181
|
4.0002 GBP
|
10p ordinary
|
Sale
|
28,500
|
4.0216 GBP
|
10p ordinary
|
Sale
|
25,606
|
3.9695 GBP
|
10p ordinary
|
Sale
|
23,949
|
4.0001 GBP
|
10p ordinary
|
Sale
|
22,143
|
4.0064 GBP
|
10p ordinary
|
Sale
|
20,681
|
4.0030 GBP
|
10p ordinary
|
Sale
|
19,562
|
3.9988 GBP
|
10p ordinary
|
Sale
|
17,164
|
3.9849 GBP
|
10p ordinary
|
Sale
|
12,934
|
4.0080 GBP
|
10p ordinary
|
Sale
|
12,206
|
4.0039 GBP
|
10p ordinary
|
Sale
|
11,299
|
3.9931 GBP
|
10p ordinary
|
Sale
|
11,269
|
4.0167 GBP
|
10p ordinary
|
Sale
|
10,273
|
4.0072 GBP
|
10p ordinary
|
Sale
|
10,187
|
4.0021 GBP
|
10p ordinary
|
Sale
|
7,169
|
4.0010 GBP
|
10p ordinary
|
Sale
|
5,532
|
4.0033 GBP
|
10p ordinary
|
Sale
|
4,394
|
4.0200 GBP
|
10p ordinary
|
Sale
|
4,378
|
3.9743 GBP
|
10p ordinary
|
Sale
|
4,036
|
4.0011 GBP
|
10p ordinary
|
Sale
|
2,948
|
3.9906 GBP
|
10p ordinary
|
Sale
|
2,721
|
3.9740 GBP
|
10p ordinary
|
Sale
|
2,553
|
4.0187 GBP
|
10p ordinary
|
Sale
|
2,533
|
3.9844 GBP
|
10p ordinary
|
Sale
|
2,475
|
4.0078 GBP
|
10p ordinary
|
Sale
|
2,382
|
3.9924 GBP
|
10p ordinary
|
Sale
|
2,311
|
3.9708 GBP
|
10p ordinary
|
Sale
|
2,311
|
3.9720 GBP
|
10p ordinary
|
Sale
|
2,220
|
3.9794 GBP
|
10p ordinary
|
Sale
|
2,169
|
3.9700 GBP
|
10p ordinary
|
Sale
|
1,454
|
4.0264 GBP
|
10p ordinary
|
Sale
|
1,258
|
3.9520 GBP
|
10p ordinary
|
Sale
|
983
|
3.9840 GBP
|
10p ordinary
|
Sale
|
978
|
3.9723 GBP
|
10p ordinary
|
Sale
|
842
|
3.9980 GBP
|
10p ordinary
|
Sale
|
769
|
3.9680 GBP
|
10p ordinary
|
Sale
|
766
|
3.9990 GBP
|
10p ordinary
|
Sale
|
717
|
3.9721 GBP
|
10p ordinary
|
Sale
|
704
|
4.0197 GBP
|
10p ordinary
|
Sale
|
632
|
3.9560 GBP
|
10p ordinary
|
Sale
|
478
|
4.0063 GBP
|
10p ordinary
|
Sale
|
149
|
3.9600 GBP
|
10p ordinary
|
Sale
|
-20
|
4.0248 GBP
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per
|
relevant
|
description
|
|
reference
|
unit
|
security
|
|
|
securities
|
|
10p ordinary
|
SWAP
|
Decreasing Long
|
249
|
3.9720 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
862
|
3.9719 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
1,211
|
3.9500 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
1,895
|
3.9961 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
4,220
|
4.0006 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
16,031
|
3.9580 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
59,571
|
4.0216 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
74,485
|
3.9839 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
632
|
3.9559 GBP
|
10p ordinary
|
SWAP
|
Decreasing Short
|
796
|
4.0010 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
1,258
|
3.9518 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
4,162
|
4.0095 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
11,269
|
4.0167 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
355,531
|
4.0259 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
972
|
4.0002 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
1,555
|
3.9989 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
2,220
|
3.9794 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
2,533
|
3.9844 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
3,025
|
4.0001 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
6,353
|
4.0174 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
15,329
|
4.0077 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
25,606
|
3.9695 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
77,036
|
4.0098 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
82,518
|
4.0179 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
159,174
|
4.0259 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
192,668
|
4.0076 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
333,390
|
4.0260 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
407,819
|
4.0054 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
398
|
4.0010 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
1,087
|
3.9944 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
2,632
|
3.9923 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
6,965
|
3.9894 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
8,719
|
3.9707 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
14,229
|
3.9640 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
24,141
|
3.9981 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
24,447
|
4.0259 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
102,634
|
3.9799 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
133,601
|
4.0268 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
263,167
|
4.0260 GBP
|
10p ordinary
|
SWAP
|
Opening Long
|
80,315
|
4.0259 GBP
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
of
|
description
|
purchasing,
|
of
|
price
|
|
date
|
money
|
relevant
|
|
selling,
|
securities
|
per unit
|
|
|
paid/
|
security
|
|
varying etc
|
to which
|
|
|
|
received
|
|
|
|
option
|
|
|
|
per unit
|
|
|
|
relates
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
Class of relevant
|
Product description
|
Exercising/ exercised against
|
Number of
|
Exercise price per
|
security
|
|
|
securities
|
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new securities)
|
|
Class of relevant
|
Nature of Dealings
|
Details
|
Price per unit (if
|
security
|
|
|
applicable)
|
|
|
|
|
4.
|
OTHER INFORMATION
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
|
|
to the offer or any person acting in concert with a party to the offer:
|
|
|
|
NONE
|
(b)
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the person making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
|
|
|
|
NONE
|
(c)
|
Attachments
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
04 Apr 2024
|
Contact name:
|
Large Holdings Regulatory Operations
|
Telephone number:
|
020 3134 7213
|
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