FORM 8.3
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
|
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
|
MORE
|
Rule 8.3 of the Takeover Code (the "Code")
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1.
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KEY INFORMATION
|
(a)
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Full name of discloser:
|
|
Barclays PLC.
|
(b)
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Owner or controller of interest and short
|
|
|
positions disclosed, if different from 1(a):
|
(c)
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Name of offeror/offeree in relation to whose
|
DS SMITH PLC
|
|
relevant securities this form relates:
|
(d)
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If an exempt fund manager connected with an
|
|
|
offeror/offeree, state this and specify identity of
|
|
offeror/offeree:
|
(e)
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Date position held/dealing undertaken:
|
15 Feb 2024
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(f)
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In addition to the company in 1(c) above, is the discloser making
|
YES:
|
|
|
|
disclosures in respect of any other party to the offer?
|
MONDI PLC
|
|
2.
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POSITIONS OF THE PERSON MAKING THE DISCLOSURE
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(a)
|
Interests and short positions in the relevant securities of the offeror or offeree
|
|
|
to which the disclosure relates following the dealing(if any)
|
|
Class of relevant security:
|
10p ordinary
|
|
Interests
|
Short Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
(1)
|
Relevant securities owned
|
|
|
|
|
|
and/or controlled:
|
|
|
8,294,908
|
0.60%
|
6,890,283
|
0.50%
|
(2)
|
Cash-settled derivatives:
|
|
|
|
|
|
and/or controlled:
|
|
|
5,947,036
|
0.43%
|
7,817,043
|
0.57%
|
(3)
|
Stock-settled derivatives (including options)
|
|
|
|
|
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and agreements to purchase/sell:
|
|
|
0
|
0.00%
|
0
|
0.00%
|
|
|
|
|
|
|
|
|
|
TOTAL:
|
|
|
14,241,944
|
1.03%
|
14,707,326
|
1.07%
|
(b)
|
Rights to subscribe for new securities (including directors and other executive
|
|
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options)
|
|
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|
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Class of relevant security in relation to
|
|
|
|
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which subscription right exists
|
|
|
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Details, including nature of the rights
|
|
|
|
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concerned and relevant percentages:
|
|
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
|
(a)
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Purchases and sales
|
|
|
|
|
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Class of relevant
|
Purchase/sale
|
Number of
|
Price per unit
|
security
|
|
securities
|
|
10p ordinary
|
Purchase
|
511,921
|
3.2274 GBP
|
10p ordinary
|
Purchase
|
475,195
|
3.2290 GBP
|
10p ordinary
|
Purchase
|
466,610
|
3.2288 GBP
|
10p ordinary
|
Purchase
|
337,040
|
3.1910 GBP
|
10p ordinary
|
Purchase
|
229,172
|
3.1719 GBP
|
10p ordinary
|
Purchase
|
64,981
|
3.1771 GBP
|
10p ordinary
|
Purchase
|
58,977
|
3.1734 GBP
|
10p ordinary
|
Purchase
|
51,707
|
3.2205 GBP
|
10p ordinary
|
Purchase
|
51,674
|
3.1616 GBP
|
10p ordinary
|
Purchase
|
47,099
|
3.1774 GBP
|
10p ordinary
|
Purchase
|
31,498
|
3.1803 GBP
|
10p ordinary
|
Purchase
|
28,856
|
3.1844 GBP
|
10p ordinary
|
Purchase
|
28,526
|
3.1708 GBP
|
10p ordinary
|
Purchase
|
20,790
|
3.1761 GBP
|
10p ordinary
|
Purchase
|
17,842
|
3.1746 GBP
|
10p ordinary
|
Purchase
|
17,498
|
3.1670 GBP
|
10p ordinary
|
Purchase
|
11,774
|
3.1737 GBP
|
10p ordinary
|
Purchase
|
11,306
|
3.1691 GBP
|
10p ordinary
|
Purchase
|
11,248
|
3.1706 GBP
|
10p ordinary
|
Purchase
|
7,708
|
3.1744 GBP
|
10p ordinary
|
Purchase
|
6,000
|
3.1530 GBP
|
10p ordinary
|
Purchase
|
5,780
|
3.1518 GBP
|
10p ordinary
|
Purchase
|
5,098
|
3.1816 GBP
|
10p ordinary
|
Purchase
|
5,045
|
3.1566 GBP
|
10p ordinary
|
Purchase
|
4,653
|
3.1720 GBP
|
10p ordinary
|
Purchase
|
4,505
|
3.1853 GBP
|
10p ordinary
|
Purchase
|
3,768
|
3.1680 GBP
|
10p ordinary
|
Purchase
|
3,404
|
3.1630 GBP
|
10p ordinary
|
Purchase
|
2,694
|
3.1671 GBP
|
10p ordinary
|
Purchase
|
2,375
|
3.1638 GBP
|
10p ordinary
|
Purchase
|
2,292
|
3.2002 GBP
|
10p ordinary
|
Purchase
|
1,813
|
3.2088 GBP
|
10p ordinary
|
Purchase
|
1,649
|
3.1883 GBP
|
10p ordinary
|
Purchase
|
1,439
|
3.1780 GBP
|
10p ordinary
|
Purchase
|
1,372
|
3.1726 GBP
|
10p ordinary
|
Purchase
|
1,319
|
3.1599 GBP
|
10p ordinary
|
Purchase
|
1,308
|
3.1550 GBP
|
10p ordinary
|
Purchase
|
1,101
|
3.1600 GBP
|
10p ordinary
|
Purchase
|
1,053
|
3.1978 GBP
|
10p ordinary
|
Purchase
|
557
|
3.1692 GBP
|
10p ordinary
|
Purchase
|
405
|
3.1967 GBP
|
10p ordinary
|
Purchase
|
282
|
3.1690 GBP
|
10p ordinary
|
Purchase
|
253
|
3.2060 GBP
|
10p ordinary
|
Purchase
|
138
|
3.1710 GBP
|
10p ordinary
|
Purchase
|
105
|
3.1575 GBP
|
10p ordinary
|
Purchase
|
73
|
3.1745 GBP
|
10p ordinary
|
Purchase
|
57
|
3.1700 GBP
|
10p ordinary
|
Purchase
|
55
|
3.1880 GBP
|
10p ordinary
|
Purchase
|
53
|
3.1810 GBP
|
10p ordinary
|
Purchase
|
42
|
3.2271 GBP
|
10p ordinary
|
Purchase
|
33
|
3.1605 GBP
|
10p ordinary
|
Purchase
|
24
|
3.1540 GBP
|
10p ordinary
|
Purchase
|
21
|
3.1695 GBP
|
10p ordinary
|
Purchase
|
10
|
3.1785 GBP
|
10p ordinary
|
Purchase
|
10
|
3.1735 GBP
|
10p ordinary
|
Sale
|
746,789
|
3.2280 GBP
|
10p ordinary
|
Sale
|
494,506
|
3.2288 GBP
|
10p ordinary
|
Sale
|
345,520
|
3.1765 GBP
|
10p ordinary
|
Sale
|
189,243
|
3.1720 GBP
|
10p ordinary
|
Sale
|
83,918
|
3.2234 GBP
|
10p ordinary
|
Sale
|
58,700
|
3.1736 GBP
|
10p ordinary
|
Sale
|
44,534
|
3.1753 GBP
|
10p ordinary
|
Sale
|
36,471
|
3.1884 GBP
|
10p ordinary
|
Sale
|
32,742
|
3.1772 GBP
|
10p ordinary
|
Sale
|
32,355
|
3.1931 GBP
|
10p ordinary
|
Sale
|
29,695
|
3.1947 GBP
|
10p ordinary
|
Sale
|
23,322
|
3.1915 GBP
|
10p ordinary
|
Sale
|
13,456
|
3.1400 GBP
|
10p ordinary
|
Sale
|
12,202
|
3.2290 GBP
|
10p ordinary
|
Sale
|
8,693
|
3.2285 GBP
|
10p ordinary
|
Sale
|
8,368
|
3.1816 GBP
|
10p ordinary
|
Sale
|
7,566
|
3.2056 GBP
|
10p ordinary
|
Sale
|
6,384
|
3.1699 GBP
|
10p ordinary
|
Sale
|
6,278
|
3.2024 GBP
|
10p ordinary
|
Sale
|
4,540
|
3.1713 GBP
|
10p ordinary
|
Sale
|
3,137
|
3.1723 GBP
|
10p ordinary
|
Sale
|
2,875
|
3.2038 GBP
|
10p ordinary
|
Sale
|
2,629
|
3.1727 GBP
|
10p ordinary
|
Sale
|
2,604
|
3.1970 GBP
|
10p ordinary
|
Sale
|
2,432
|
3.2090 GBP
|
10p ordinary
|
Sale
|
2,285
|
3.1700 GBP
|
10p ordinary
|
Sale
|
1,804
|
3.1871 GBP
|
10p ordinary
|
Sale
|
1,480
|
3.1530 GBP
|
10p ordinary
|
Sale
|
1,439
|
3.1780 GBP
|
10p ordinary
|
Sale
|
1,372
|
3.1730 GBP
|
10p ordinary
|
Sale
|
1,243
|
3.1744 GBP
|
10p ordinary
|
Sale
|
1,030
|
3.1770 GBP
|
10p ordinary
|
Sale
|
1,006
|
3.1991 GBP
|
10p ordinary
|
Sale
|
868
|
3.1563 GBP
|
10p ordinary
|
Sale
|
868
|
3.2030 GBP
|
10p ordinary
|
Sale
|
646
|
3.1985 GBP
|
10p ordinary
|
Sale
|
563
|
3.1773 GBP
|
10p ordinary
|
Sale
|
282
|
3.1690 GBP
|
10p ordinary
|
Sale
|
253
|
3.2060 GBP
|
10p ordinary
|
Sale
|
138
|
3.1710 GBP
|
10p ordinary
|
Sale
|
105
|
3.1575 GBP
|
10p ordinary
|
Sale
|
59
|
3.1910 GBP
|
10p ordinary
|
Sale
|
55
|
3.1880 GBP
|
10p ordinary
|
Sale
|
53
|
3.1810 GBP
|
10p ordinary
|
Sale
|
33
|
3.1605 GBP
|
10p ordinary
|
Sale
|
24
|
3.1540 GBP
|
10p ordinary
|
Sale
|
21
|
3.1695 GBP
|
10p ordinary
|
Sale
|
18
|
3.1550 GBP
|
10p ordinary
|
Sale
|
10
|
3.1785 GBP
|
10p ordinary
|
Sale
|
10
|
3.1735 GBP
|
10p ordinary
|
Sale
|
-42
|
3.2271 GBP
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per
|
relevant
|
description
|
|
reference
|
unit
|
security
|
|
|
securities
|
|
10p ordinary
|
SWAP
|
Decreasing Long
|
2
|
3.1745 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
535
|
3.2020 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
2,794
|
3.1749 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
5,177
|
3.1805 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
17,498
|
3.1670 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
20,111
|
3.1694 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
55,367
|
3.2149 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
64,981
|
3.1771 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
336,981
|
3.1910 GBP
|
10p ordinary
|
SWAP
|
Decreasing Long
|
364,119
|
3.2290 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
1
|
3.2300 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
1,305
|
3.2290 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
1,814
|
3.2017 GBP
|
10p ordinary
|
SWAP
|
Decreasing Short
|
3,290
|
3.2088 GBP
|
10p ordinary
|
SWAP
|
Decreasing Short
|
3,500
|
3.2070 GBP
|
10p ordinary
|
SWAP
|
Decreasing Short
|
4,430
|
3.1885 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
5,806
|
3.2289 GBP
|
10p ordinary
|
SWAP
|
Decreasing Short
|
8,021
|
3.2093 GBP
|
10p ordinary
|
SWAP
|
Decreasing Short
|
20,730
|
3.1770 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
91,043
|
3.1814 GBP
|
10p ordinary
|
CFD
|
Decreasing Short
|
217,930
|
3.2236 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
1,245
|
3.1745 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
1,480
|
3.1530 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
2,053
|
3.1824 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
2,228
|
3.1700 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
2,432
|
3.2090 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
7,566
|
3.2056 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
8,322
|
3.2042 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
8,693
|
3.2285 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
27,896
|
3.2288 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
44,534
|
3.1753 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
58,700
|
3.1736 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
86,716
|
3.2250 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
210,640
|
3.2290 GBP
|
10p ordinary
|
SWAP
|
Increasing Long
|
252,353
|
3.2290 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
1,290
|
3.1550 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
1,814
|
3.2292 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
5,300
|
3.1407 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
6,000
|
3.1533 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
18,554
|
3.1551 GBP
|
10p ordinary
|
SWAP
|
Increasing Short
|
41,443
|
3.2290 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
67,765
|
3.2289 GBP
|
10p ordinary
|
CFD
|
Increasing Short
|
466,610
|
3.2288 GBP
|
10p ordinary
|
SWAP
|
Opening Long
|
1,556
|
3.1413 GBP
|
10p ordinary
|
SWAP
|
Opening Long
|
30,798
|
3.2288 GBP
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
of
|
description
|
purchasing,
|
of
|
price
|
|
date
|
money
|
relevant
|
|
selling,
|
securities
|
per unit
|
|
|
paid/
|
security
|
|
varying etc
|
to which
|
|
|
|
received
|
|
|
|
option
|
|
|
|
per unit
|
|
|
|
relates
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
Class of relevant
|
Product description
|
Exercising/ exercised against
|
Number of
|
Exercise price per
|
security
|
|
|
securities
|
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new securities)
|
|
Class of relevant
|
Nature of Dealings
|
Details
|
Price per unit (if
|
security
|
|
|
applicable)
|
|
|
|
|
4.
|
OTHER INFORMATION
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
|
|
to the offer or any person acting in concert with a party to the offer:
|
|
|
|
NONE
|
(b)
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the person making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
|
|
|
|
NONE
|
(c)
|
Attachments
|
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|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
16 Feb 2024
|
Contact name:
|
Large Holdings Regulatory Operations
|
Telephone number:
|
020 3134 7213
|
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