Holding(s) in Company

Released : 09/04/2014

RNS Number : 4553E
Ashmore Group PLC
09 April 2014
 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Ashmore Group plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

X

An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Highfields Capital Management LP

4. Full name of shareholder(s)
 (if different from 3.):iv

Highfields Capital I LP, Highfields Capital II LP, Highfields Capital III L.P., Credit Suisse Securities (USA) LLC and J.P. Morgan Clearing Corp.

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

April 8, 2014

6. Date on which issuer notified:

April 9, 2014

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Decrease below three per cent (3%)



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B132NW22

3,089,892

3,089,892



3,089,892


0.44%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Contracts for Differences



October 13, 2014 - October 3, 2016

16,966,579

 

Nominal

Delta


2.4%


Total (A+B+C)

Number of voting rights

Percentage of voting rights

20,056,471

2.84%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Highfields Capital Management LP is the management company to each of Highfields Capital I LP, Highfields Capital II LP and Highfields Capital III L.P. (the "Funds").  The shares disclosed in Section 8.A above are held in the name of Credit Suisse Securities (USA) LLC and J.P. Morgan Clearing Corp. and the instruments disclosed in Section 8.C above are held in the name of the Funds.


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:


Total votes used for the purposes of the above notification 707,372,473.

14. Contact name:

Joseph F. Mazzella

Managing Director & General Counsel

15. Contact telephone number:

+1 (617) 850-7500

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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