Holding(s) in Company

Released : 24/03/17 14:55

RNS Number : 5092A
Duke Royalty Limited
24 March 2017
 

 

 

 

 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

DUKE ROYALTY LIMITED

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

ü

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

ü

Other (please specify):

 

 

3. Full name of person(s) subject to the
notification obligation:
iii

HARGREAVE HALE LIMITED

4. Full name of shareholder(s)
 (if different from 3.):iv

DISCRETIONARY CLIENTS

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

23 MARCH 2017

6. Date on which issuer notified:

24 MARCH 2017

7. Threshold(s) that is/are crossed or
reached:
vi, vii

5%, 10%, 11%, 12%, 13%, 14%, 15% and 16%

           
 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights x

Direct

Indirect

Direct xi

Indirect xii

Direct

Indirect

GB00BYZSSY63

0

0

 

7,500,000

 

7,500,000

 

16.5280%

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

 

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

 

 

 

 

Nominal

Delta

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

7,500,000

16.5280%

                               
 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

All of these shares are held for a unit trust operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments on a discretionary basis.

 

Proxy Voting:

10. Name of the proxy holder:

 

11. Number of voting rights proxy holder will cease
to hold:

 

12. Date on which proxy holder will cease to hold
voting rights:

 

 


13. Additional information:

The change in the percentage of shares held is due entirely to participation in the placing by Duke Royalty Limited, the shares from which were admitted to AIM on 23/03/2017.

14. Contact name:

David Clueit,

Hargreave Hale Ltd

15. Contact telephone number:

01253 754739

     

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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